MiFID II – Clarification on independence
There are some apparent anomalies in the rules. We have obtained ‘clarification’ from the FCA.
LATEST NEWS
9 April 2025 / Suitability
New Content Integration with Pacific Asset Management
We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library. We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]
LEI update
Alistair MacDougall Compliance 2018, FCA, MiFID, Update
A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.