The latest FCA Positive Compliance workshops will focus on the regulatory requirements of RDR (morning session) and the use of Centralised Investment Propositions and Replacement Business (afternoon session).
We don’t expect any startling revelations from the FCA because these topics have been well documented.
However ……..
…….. the fact that the FCA feels that workshops are necessary suggests that they remain concerned about standards. Recent RDR thematic reviews have highlighted significant non-compliance, while the potential mis-use of CIPs and switching into CIPs poses significant risk for consumers.
The workshops therefore provide the opportunity to hear directly from the horse’s mouth and to see examples of good (and poor) practice.
For a list of dates and venues click here. Further information is available here and here.
New Content Integration with Plannr
Doug McFarlane Suitability 2024, content management, ML, T.Bailey, transfer, Update
We are thrilled to announce that Plannr CRM has been added to our list of integration partners. Presenting a seamless integration between Plannr and ATEB suitability. Improved efficiency in creating suitability reports! Within Plannr, you can access ATEB Suitability directly through your client record and pre-populate your client data within our suitability report writing […]