MiFID II Product Governance
The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library. We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]
Alistair MacDougall Compliance 2018, FCA, MiFID, PI
The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors
Alistair MacDougall Compliance 2018, complaints, FCA, FOS, MiFID, PI
How will changes to complaint handling rules affect your company?
Alistair MacDougall Compliance 2018, FCA, GDPR, MiFID, Pension, Pension Transfer, PI
Your disclosure documents should be reviewed for compliance with MiFID II requirements.
Alistair MacDougall Compliance FCA, MiFID, PI, Update
MiFID II has an impact of disclosure requirements.
Alistair MacDougall Compliance 2017, 2018, complaints, FCA, MiFID, PI
The ATEB MiFID II guide.
Alistair MacDougall Compliance Pension, Pension Transfer, PI
Not all schemes are the same … a reminder about dependant’s benefits.
Alistair MacDougall Compliance 2018, complaints, FCA, PI
The IMD is being replaced with the IDD!
David Anderson Suitability 2017, 2018, MiFID, Switch, Update
Periodic assessment of suitability under MiFID II
Alistair MacDougall Compliance FCA
This FCA alert is of relevance to all Principal and Appointed Representative firms.
Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward.
MiFID II Disclosure Article 3 – Aggregated Costs
Alistair MacDougall Compliance 2018, 2019, FCA, MiFID, PI, Update
New requirement to disclose costs at least annually