Menu
New Content Integration with Pacific Asset Management
LATEST NEWS
9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

MORE
Dark_wall_just_ateb_signage

Money Laundering Update

Compliance , , , ,

An update to the Treasury view on money laundering.

Read More
Dark_wall_just_ateb_signage

HMRC Trusts Registration Service

Compliance ,

Trusts must now register online in order to pay taxes due.

Read More
Dark_wall_just_ateb_signage

Transfer Advice – LTA issues

Compliance ,

Transferring a DB pension can exacerbate the client’s LTA situation. Here are some aspects to consider.

Read More
Dark_wall_just_ateb_signage

Transfer Advice – transferring in ill health

Compliance , ,

Clients in poor health introduce additional considerations for advisers.

Read More
Dark_wall_just_ateb_signage

Senior Managers Regime

Compliance , ,

This will be extended to all firms during 2018 and has some significant impacts.

Read More
October 2017 Update

October 2017 Update

Suitability , , , ,

More Choice – More Flexibility – More Relevance

Read More
Dark_wall_just_ateb_signage

Transfer Advice – leaving funds to the next generation

Compliance , ,

A increasingly common desire since pension freedoms were introduced in 2015 … but advisers should be wary!

Read More
Dark_wall_just_ateb_signage

Suitability reports under MiFID II

Compliance , , , , ,

Many firms will need to make changes to their suitability processes.

Read More
Dark_wall_just_ateb_signage

Transfer advice – enhanced TVs and protection

Compliance ,

Something to watch out for when advising clients with enhanced TVs.

Read More
Dark_wall_just_ateb_signage

Defined Benefit Transfers: Standards of Advice

Compliance , ,

Recently published FCA findings on suitability of transfer advice.

Read More

ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

READ MORE

EARLIER ON WE ALSO DISCUSSED...

Consumer Credit: FCA Deadline & Do I Need Permissions?

Compliance , ,

Read More

Budget Changes 2014

Suitability , ,

Read More

Positive Compliance: Episode Four

Compliance , , , ,

Read More

Annuity Panel Referrals

Compliance , ,

Read More

No More FSA

Compliance ,

Read More

Financial Scams – Insuring the IFA’s Own Losses and the Client’s Losses

Compliance

Read More

Finalised Guidance: Inducements & Conflicts of Interest

Compliance , ,

Read More

Positive Compliance: Episode Three

Compliance , , , ,

Read More

Financial Scam Follow Up

Compliance

Read More

Mortgage Market Review Documentation

Compliance ,

Read More

Positive Compliance: Episode Two

Compliance , , , ,

Read More

Financial Scam within the Financial Services Industry

Compliance ,

Read More

Positive Compliance: Episode One

Compliance , , , ,

Read More
Load More