DB Pension

Trending now

10 January 2024 Paul JayCompliance

And trending previously too! During the past year or so, and in tandem with ATEB becoming part of

8 November 2023 Paul JayCompliance

You’d have thought that poor advice was becoming a rarity by now wouldn’t you? But no, it still seems to

18 October 2023 Paul JayCompliance,Suitability

If you ask most advice firms which part of the advice process consumes the most time, most will reply: “Suitability

20 September 2023 Paul JayCompliance

Client objectives are the starting point for virtually all advice scenarios, but how often do the objectives recorded on file

14 June 2023 Paul JayCompliance

One of the FCA’s recent publications, Regulation Round Up, contained several interesting articles. Of course, Consumer Duty occupied plenty of

17 May 2023 Paul JayCompliance

Most firms will have at least vague recollections of the FSA’s thematic review of pension switching and the report it

12 October 2021 Alistair MacDougallCompliance

In any advice scenario, it is good practice to ensure that the client is clear about what service is to

28 September 2021 Alistair MacDougallCompliance

FT Adviser published an article on 21 September under the heading ‘How to advise on DB transfers’. We would like

10 August 2021 Alistair MacDougallCompliance

The rules that came into effect in October 2020 arrived under a headline objective of ‘banning contingent charging’. Inevitably, the

4 May 2021 Richard FosterCompliance

This fourth in a series of articles on FG 21/3 takes a closer look at the guidance around pre-advice information

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