In any advice scenario, it is good practice to ensure that the client is clear about what service is to
FT Adviser published an article on 21 September under the heading ‘How to advise on DB transfers’. We would like
The rules that came into effect in October 2020 arrived under a headline objective of ‘banning contingent charging’. Inevitably, the
This fourth in a series of articles on FG 21/3 takes a closer look at the guidance around pre-advice information
Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
Do you have to provide a suitability report for clients that are not UK citizens?
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.