DB Pension

Finalised guidance – Advising on pension transfers

6 April 2021 Alistair MacDougallCompliance

Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC

9 March 2021 Paul CaineCompliance

FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date

17 February 2021 Paul CaineCompliance

Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should

5 August 2020 Alistair MacDougallCompliance

Do you have to provide a suitability report for clients that are not UK citizens?

22 July 2020 Alistair MacDougallCompliance

On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy

8 July 2020 Alistair MacDougallCompliance

The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.

26 June 2020 Alistair MacDougallCompliance

The FCA is issuing a further data request to firms in the DB transfer market.

15 April 2020 Alistair MacDougallCompliance

FCA guidance for pension providers and DB transfer advisers.

7 November 2019 Alistair MacDougallCompliance

Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one

14 August 2019 Alistair MacDougallCompliance

CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.

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