Xplan

New Content Integration with 8AM Global

14 February 2024 Doug McFarlaneSuitability

We have some exciting news on the latest upgrade to ATEB Suitability on 14th February 2024. This update comes at

30 November 2023 Paul JayCompliance

As a result of firms needing to implement Consumer Duty this year (and many still don’t appear to have their

13 November 2023 Paul JayCompliance

This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears

18 October 2023 Paul JayCompliance,Suitability

If you ask most advice firms which part of the advice process consumes the most time, most will reply: “Suitability

6 September 2023 Paul JayCompliance

Last week we reported that one of ATEB’s firms had received a monster information request from the FCA. This week

30 August 2023 Paul JayCompliance

In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive

17 May 2023 Alistair MacDougallCompliance

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very

25 January 2023 Lisa CrossCompliance

This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals

15 December 2022 Paul JayCompliance

As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the

13 July 2022 Paul JayCompliance

The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors

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