New Content Integration with 8AM Global
We have some exciting news on the latest upgrade to ATEB Suitability on 14th February 2024. This update comes at […]
Xplan
Questions, questions…
As a result of firms needing to implement Consumer Duty this year (and many still don’t appear to have their […]
Just when you thought it was safe to go back in the water
This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears […]
Suitability reports – silver bullet, or not?
If you ask most advice firms which part of the advice process consumes the most time, most will reply: “Suitability […]
Good news story!
Last week we reported that one of ATEB’s firms had received a monster information request from the FCA. This week […]
Consumer Duty – the shape of things to come?
In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive […]
Consumer Duty – Identifying Foreseeable Harm
Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very […]
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)
This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […]
10% Portfolio Drop Rule – dropped!
As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the […]
FG22/4 – FCA approach to compromise arrangements
The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […]