Xplan

Trustee & Power Of Attorney As Client + Additional Wording Options

22 May 2022 Doug McFarlaneSuitability

We have completed the latest upgrade to ATEB Suitability on 22nd May 2022. This update comes at no additional cost

2 November 2021 Michael SeniorCompliance

The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have

5 October 2021 Paul CaineCompliance

ATEB has worked with many firms over the past few years in relation to defined benefit pension transfer advice. This

13 July 2021 Paul CaineCompliance

One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers

30 June 2021 Alistair MacDougallCompliance

In recent months, firms have been asking us about the process for managing drawdown plans. What do the rules require?

15 June 2021 Alistair MacDougallCompliance

It will be a surprise to few in our industry that those firms involved in defined benefit pension transfer business

8 June 2021 Michael SeniorCompliance

Following a series of market studies and guidance papers, that can all be accessed here; the FCA issued a policy

25 May 2021 Alistair MacDougallCompliance

Everyone involved with defined benefit pension transfer advice should by now be very aware that contingent charging is banned for

18 May 2021 Alistair MacDougallCompliance

COBS 19.1.2 states … “To prepare an appropriate transfer analysis a firm must: (1) assess the benefits likely to

9 March 2021 Steve BaileyCompliance

The FCA has been writing to some firms recently with an ‘ACT NOW’ message, stating: “We are writing to you

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