FCA Defined Benefit Advice Assessment Tool (DBAAT)
You may well have seen reports that the FCA recently published its Defined Benefit Advice Assessment Tool (DBAAT). This is […]
Xplan
Upgraded Costs and Charges Statement Template & Much More
Upgraded Costs and Charges Statement & Much More
New Xplan Data Integration & Sample Templates Added
New Data Integration with Xplan and more Managed Content
Pension transfers – ensuring client understanding
The new rules around transfer advice set a difficult challenge for advisers.
New Abridged Advice Report Template & PS20/06 Rules for DB Transfer
DB Transfer PS20/06 Update & New Abridged Advice Template
Mortgage Credit Directive Changes
New regulation affecting firms arranging or advising on mortgages.
RDR Disclosure Assessment Template
FCA issues RDR disclosure assessment template
Positive Compliance: Episode Four
This is the fourth in our series of Positive Compliance news articles and focusses on what the FCA looks for […]
Positive Compliance: Episode Three
This is the third in our series of Positive Compliance news articles and focusses on the important topic of Income […]
Positive Compliance: Episode Two
This is the second in our series of Positive Compliance news articles and focusses on the important topic of Pension […]