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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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December 2018 Update

December 2018 Update

Suitability , , , , , , , ,

Attitude to Transfer Risk / Extended Intelligent Office Integration

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Disclosure issues

Compliance , , , , , ,

Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure rules.

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Preparing for BREXIT

Compliance ,

See if and how your firm is affected by BREXIT.

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Aggregated costs and charges

Compliance , , , , ,

Firms need to start issuing aggregated costs statement in Q1, 2019.

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Pension Transfer Advice – FCA’s latest findings

Compliance , , , ,

The FCA has published its latest findings on the quality of transfer advice. It does not make happy reading …

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Product Governance: TISA’s Perspective

Compliance ,

Jeffrey Mushens, Technical Policy Director at TISA, provides a PROD perspective.

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Agent as client

Compliance ,

Many DFM/Adviser relationships are based on the agent as client model. This carries hidden dangers.

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November 2018 Update

November 2018 Update

Suitability , , , ,

Budget 2018 / Extended Intelligent Office Integration

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Policy Statement PS 18/20 – Pension Transfers

Compliance , , , , , ,

Confirmation of further rule and guidance changes in relation to advice on pension transfers.

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Vulnerable clients

Compliance , ,

Do you recognise and deal appropriately with vulnerable clients?

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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EARLIER ON WE ALSO DISCUSSED...

AF3 Exam revision/training support

Compliance ,

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Webinar: RDR Adviser Charges and Service Delivery

Compliance ,

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Webinar: Centralised Investment Propositions & Replacement Business

Compliance ,

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Insistent Clients

Compliance , ,

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FCA Enhances Pension Transfer Rules

Compliance , , ,

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Capital Resource Requirements for Personal Investment Firms

Compliance , , , , , , ,

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Alternative Dispute Resolution (ADR)

Compliance , , , ,

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Consumer Credit Webinar

Compliance ,

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Pension Reforms

Suitability , , , , ,

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Retirement Reforms – Risk Warnings

Compliance , ,

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Money Advice Service Retirement Advisor Directory

Compliance , ,

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Advice, Information Only & Personal Recommendation

Compliance

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Supervisor’s Training Workshop

Compliance , ,

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