Financial Promotions Case Studies
The FCA has produced two short videos of the various products it regulates, and the common mistakes firms make while promoting their products. The videos illustrate the FCA’s expectation and highlight the need for promotions to be clear, fair and not misleading regardless of the media used. These videos, as well as other information about financial promotions, can be found here.
Consumer Vulnerability Webinars
The FCA’s recent Consumer Vulnerability and Consumer Duty Webinars are available to view on demand.
Watch Consumer Vulnerability to learn about the regulator’s Vulnerability Guidance and the role firms play in ensuring customers are treated fairly.
Watch Consumer Duty to learn about what the Duty would require of firms and what outcomes consumers should be able to expect from financial products and services.



Financial Resilience Survey – General Insurance
Michael Senior Compliance FCA
The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question 2b. Question 2b, Please provide how much of your cash inflows advised in 2, is ‘contractually committed’. The online FAQ, gives the guidance … “We want to identify how much of your estimated cash inflow […]