Just when you thought it was safe to go back in the water
This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears […]
scam
Consumer Duty – Identifying Foreseeable Harm
Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very […]
FCA business plan for 2023-24
The FCA has advised as follows: Last year we launched a new three-year strategy to improve outcomes for […]
Consumer Duty Dear CEO Letter: Demonstrating Value
Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement […]
FCA data – tackling harm to consumers
The FCA has published the latest data on its work to tackle harm in the consumer investments market between April […]
FCA COVID survey – tranche 2 dates
We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates. […]
General Insurance Pricing Rules – Compliance with ICOBS 6B Attestation
The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in […]
FCA Covid-19 Impact Survey
We have received the information below from the FCA. “Many of you will be aware that we issued […]
New anti-scam rules for scheme trustees
The rights of pension scheme members to transfer, that were established in the Pensions Act 2015 are no longer absolute […]
AR survey
The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have […]