scam

Just when you thought it was safe to go back in the water

13 November 2023 Paul JayCompliance

This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears

17 May 2023 Alistair MacDougallCompliance

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very

5 April 2023 John BeggCompliance

The FCA has advised as follows: Last year we launched a new three-year strategy to improve outcomes for

9 March 2023 Paul CaineCompliance

Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement

8 March 2022 Alistair MacDougallCompliance

The FCA has published the latest data on its work to tackle harm in the consumer investments market between April

18 January 2022 Lisa CrossCompliance

We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates.

11 January 2022 Paul CaineCompliance

The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in

4 January 2022 Lisa CrossCompliance

We have received the information below from the FCA. “Many of you will be aware that we issued

16 November 2021 Alistair MacDougallCompliance

The rights of pension scheme members to transfer, that were established in the Pensions Act 2015 are no longer absolute

2 November 2021 Michael SeniorCompliance

The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have

1 2 3