FCA – short feedback survey 26 October 2021 Lisa CrossCompliance We have received the following from the FCA. “Many of you will be aware that we issued the […] Read More
FCA – Consumer 12 October 2021 Steve BaileyCompliance The FCA has published details of its new approach to consumer protection, which the regulator hopes will give consumers the […] Read More
Urgent update: Covid-19 Impact Survey 27 August 2021 Shirley McKenzieCompliance We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail* […] Read More
FCA Covid-19 Survey #5 20 July 2021 Richard FosterCompliance The FCA has advised; Many of you will be aware that we issued the first phase of the Covid-19 Impact […] Read More
What can you really do to support vulnerable clients? 6 July 2021 Alistair MacDougallCompliance Following consultation, the FCA published final guidance on vulnerable clients in February 2021 (FG21/1). We wrote about this topic and […] Read More
Credit Broking Survey 30 June 2021 Richard FosterCompliance The FCA has announced details of the forthcoming credit broking survey. The text of the announcement is shown below. […] Read More
Use it … or lose it 15 June 2021 John BeggCompliance In its June quarterly consultation paper, the FCA announced proposals to make amendments to the Handbook relating to its powers […] Read More
FCA survey – Credit broking 10 May 2021 John BeggCompliance The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […] Read More
FCA Covid-19 survey to be repeated 7 May 2021 Shirley McKenzieCompliance We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […] Read More
FCA COVID SURVEY – PART 4 30 March 2021 John BeggCompliance The FCA has advised the following: “Many of you will be aware that we issued the first phase of the […] Read More