Upgraded ATEB Member’s Area
We are delighted to announce that our new and upgraded Member’s Area will be available on Monday 9th May.
Is now a good time?
The tentative question posed in the heading to this article refers to the vagueness of the rules around when disclosure
FCA COVID survey – tranche 2 dates
We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates.
General Insurance Pricing Rules – Compliance with ICOBS 6B Attestation
The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in
FCA Covid-19 Impact Survey
We have received the information below from the FCA. “Many of you will be aware that we issued
IFPR – are you ready?
The Investment Firms Prudential Regime (IFPR) represents a significant upheaval to the rules around prudential requirements for “FCA investment firms”.
Advising non-UK clients
Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are
AR survey
The FCA is requesting completion of a survey from firms with Appointed Representatives (ARs). Where applicable, firms may already have
FCA – short feedback survey
We have received the following from the FCA. “Many of you will be aware that we issued the
Early Oversight Function Pilot
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges,
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