FCA survey – Credit broking
The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the
FCA Covid-19 survey to be repeated
We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the
STOP PRESS: Directory Persons Information
We have received the following from the FCA. ATEB can help firms get over the line – call +44 (0)
FCA whistleblowing campaign
The FCA has launched a whistleblowing campaign ‘in confidence, with confidence’ to encourage individuals working in financial services firms to report potential
FCA COVID SURVEY – PART 4
The FCA has advised the following: “Many of you will be aware that we issued the first phase of the
Advanced Notice of Scheduled Maintenance
In readiness for the release of a host of new features, we’re writing to inform you about a scheduled maintenance
Scam emails
We have recently been made aware of scam emails appearing to request firms to provide information via RegData, which the