Financial Resilience Survey 25 January 2023 John BeggCompliance The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […] Read More
Financial Resilience Survey 5 October 2022 John BeggCompliance The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the […] Read More
Fiscal Statement: Stamp Duty & Land Tax Changes 26 September 2022 David AndersonSuitability Following the new Chancellor’s fiscal statement on 23rd September 2022 we have updated ATEB Suitability to incorporate the changes to […] Read More
New Security Feature: Two-Factor Authentication 8 September 2022 David AndersonSuitability We have completed the latest upgrade to ATEB Suitability on 7th September 2022. This comes at no additional cost and […] Read More
Product Governance multi-firm review by the FCA 29 July 2022 Michael SeniorCompliance The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […] Read More
FCA delays Consumer Duty rules 27 July 2022 Shirley McKenzieCompliance The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in […] Read More
FCA survey number 7 – Tranche 2 firms 7 June 2022 Michael SeniorCompliance The FCA has advised as follows in relation to Tranche 2 firms (see definition list below). “Many of […] Read More
FCA Covid-19 Impact Survey – number 7! 26 May 2022 Michael SeniorCompliance The FCA has advised the following. “We issued the first phase of the Covid-19 Impact Survey in June-August […] Read More
Upgraded ATEB Member’s Area 3 May 2022 Huw ReynoldsCompliance We are delighted to announce that our new and upgraded Member’s Area will be available on Monday 9th May. […] Read More
Is now a good time? 15 February 2022 Alistair MacDougallCompliance The tentative question posed in the heading to this article refers to the vagueness of the rules around when disclosure […] Read More