Credit Broking Survey 30 June 2021 Richard FosterCompliance The FCA has announced details of the forthcoming credit broking survey. The text of the announcement is shown below. […] Read More
FCA survey – Credit broking 10 May 2021 John BeggCompliance The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […] Read More
FCA Covid-19 survey to be repeated 7 May 2021 Shirley McKenzieCompliance We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the […] Read More
STOP PRESS: Directory Persons Information 22 April 2021 Shirley McKenzieCompliance We have received the following from the FCA. ATEB can help firms get over the line – call +44 (0) […] Read More
FCA whistleblowing campaign 15 April 2021 Steve BaileyCompliance The FCA has launched a whistleblowing campaign ‘in confidence, with confidence’ to encourage individuals working in financial services firms to report potential […] Read More
FCA COVID SURVEY – PART 4 30 March 2021 John BeggCompliance The FCA has advised the following: “Many of you will be aware that we issued the first phase of the […] Read More
Advanced Notice of Scheduled Maintenance 24 March 2021 David AndersonSuitability In readiness for the release of a host of new features, we’re writing to inform you about a scheduled maintenance […] Read More
Scam emails 9 February 2021 Shirley McKenzieCompliance We have recently been made aware of scam emails appearing to request firms to provide information via RegData, which the […] Read More