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Template Enhancements + New Content Management Updates

19 December 2023 David AndersonSuitability

We have completed the latest upgrade to ATEB Suitability on 19th December 2023. This update comes at no additional cost

2 August 2023 Lisa CrossCompliance

Thomas Fuller, the 17th Century author and historian said that: “Health is not valued till sickness comes.” It

11 July 2023 Alistair MacDougallCompliance

Here’s a question. What happens to ongoing adviser charges if the adviser dies? This came up recently when

24 May 2023 Alistair MacDougallCompliance

At a recent compliance seminar, there was much discussion about adviser fees in light of the imminent Consumer Duty requirements.

17 May 2023 Alistair MacDougallCompliance

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very

14 April 2023 Huw ReynoldsCompliance

Apologies for the Consumer Duty overload but unless you’re taking a regulatory sabbatical, this is very much a hot topic.

29 March 2023 Paul JayCompliance

Firms who have advised clients to transfer away from the British Steel Pension Scheme (BSPS) should be well acquainted with

22 March 2023 Michael SeniorCompliance

The FCA has announced that it is conducting a Consumer Duty preparedness survey. The survey is being sent

2 February 2023 Paul JayCompliance

What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted

25 January 2023 Lisa CrossCompliance

This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals

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