The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions
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One of our clients recently asked this ‘easy’ question. “We are a limited company but the firm is
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Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the
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The FCA is consulting on moving some decision-making from its Regulatory Decisions Committee (RDC) to its Authorisations, Supervision and Enforcement Divisions. This
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We have written before (see here) about the situation where a privacy notice (and if required, consent) is covered with
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We have made a change to ATEB Suitability following a recent regulatory development. What does this mean for
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Since MiFIDII came into effect in 2018, it has been a requirement on firms to take reasonable steps to record
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We completed the latest upgrade to ATEB Suitability on 15th July 2021. This update comes at no additional cost and
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Following a series of financial resilience surveys and a letter issued in September last year the FCA has issued a
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We have received the following from the FCA: “The FCA will regulate the sale and administration of pre-paid
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