Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
protection
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)
This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […]
FCA announce delay to multi-factor authentication
We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection. […]
GI – value measures
We have received the following from the FCA. We want to draw attention to a new FCA publication; […]
New Content Integration with EBI, Periodic Review Template Updates & Much More
We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost […]
Changes coming to the Appointed Representatives Regime – and soon!
FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
Product Governance multi-firm review by the FCA
The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […]
FCA delays Consumer Duty rules
The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in […]
Trustee & Power Of Attorney As Client + Additional Wording Options
We have completed the latest upgrade to ATEB Suitability on 22nd May 2022. This update comes at no additional cost […]
Pension Transfer – FCA Advice Checker
Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had […]