Menu
Connect Replaces ONA

The FCA’s Online Notifications and Applications (ONA) system has been replaced by a new system called Connect.

For more information, please see here.

The FCA has issued emails advising individuals that they have been registered as a new user; they must activate their account, create passwords and complete security questions.

All firms have been issued with these emails but we are already aware of some firms not been able to locate them.

It is important that you update and start using the new Connect system since only existing draft applications will be allowed to complete on the ONA system, and these must be done before 01 December. All new applications and notifications must be carried out through Connect.

 

Don’t forget to check Our View about this article and the Actions Required By You

Connect Replaces ONA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The old ONA system was pretty cluncky. Let’s hope this is an improvement.

In theory the new system should be more user friendly and provide more features than the last.

 

Action Required By You

  • Locate and read the email from the FCA;
  • Complete registration for principal and other users;
  • Remember you log in details as you may not need them for some time.   
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

blur-close-up-cup-of-coffee-depth-of-field-390392

Financial Resilience Survey – General Insurance

Compliance

The FCA Financial Resilience team has clarified the intention behind the data requested in their survey in relation to Question 2b. Question 2b, Please provide how much of your cash inflows advised in 2, is ‘contractually committed’. The online FAQ, gives the guidance … “We want to identify how much of your estimated cash inflow […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

FCA Covid-19 survey to be repeated

Compliance , , , , , , ,

We have been advised by the FCA that they intend to issue yet another Covid-19 survey shortly. This is the FCA statement: “Many of you will be aware that we issued the first phase of the Covid-19 Impact Survey in June 2020, covering around 13,000 firms across 15 Supervision portfolios (Tranche 1), and then rolled […]

Read More
Businessman person space laptop

PS 21/4 – Extension of Annual Financial Crime Reporting

Compliance , , , ,

The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to submit REP-CRIM, the annual financial crime report.  Firms conducting the following activities, regardless of turnover, will have to submit the report: advising on investments, where the firm holds client money or assets arranging (bringing about) […]

Read More
information

FG 21/3 – Pre-transfer advice information for clients

Compliance , , , , , ,

This fourth in a series of articles on FG 21/3 takes a closer look at the guidance around pre-advice information for clients enquiring about pension transfer advice. The FCA calls this ‘triage’, which derives from the French word trier which means to sort or to select. This label is really a misnomer as pre-advice information […]

Read More
windmill, sustainable, ESG,Clouds dawn dusk electricity

ESG, ESG, ESG!

Compliance , , , , , , , ,

Well, 21 March has come and gone and, while it is presumed that the EU’s new disclosure rules around sustainable investments might have gone live on that date as scheduled, nothing much happened in the UK that day. At least not much related to ESG, if you ignore the apparently ever-increasing number of articles on […]

Read More
Load More