ATEB News – The ATEB Group News Hub

New Content Integration with Pacific Asset Management

Stamp Duty Holiday Changes

David Anderson Suitability 2020, Budget, TaxYear, Update

In response to the chancellor’s announcement earlier today we have updated our optional Glossary of Terms Appendix with immediate effect to include information on the revised Stamp Duty and Land Tax ‘holiday’ We are here to help Our support team are available 9am – 5pm / Mon – Fri to answer any further questions you […]

8 July 2020

PS20/06 – part two

Alistair MacDougall Compliance 2018, 2020, DB Pension, FCA, Pension, Pension Transfer, PI

The second part of our series covering the implications of PS20/06. This time … Abridged Advice.

8 July 2020

Investment pathways rules deferred

Alistair MacDougall Compliance 2020, COVID-19, FCA, Pension

The effective date of the new rules on investment pathways has been deferred.

8 July 2020

Professional Indemnity Insurance

Alistair MacDougall Compliance 2019, 2020, FCA, FOS, Mortgage, PI

A reminder that firms having adequate PI cover is an area of focus for the FCA.

1 July 2020

PS20/06 – part one: ban on contingent charging

Alistair MacDougall Compliance 2020, FCA, Mortgage, Pension, Pension Transfer, PI

The first of four articles explaining the implementation and implications of Policy Statement PS20/06.

1 July 2020

Extension of implementation period for SM&CR

Alistair MacDougall Compliance 2020, FCA, PI, SM&CR

The date for certifying staff has been deferred in light of the current health emergency.

1 July 2020

FCA review of equity release advice

Alistair MacDougall Compliance FCA, Mortgage

The FCA has published the findings from its review of equity release advice.

26 June 2020

DB Transfers – FCA data request

Alistair MacDougall Compliance 2020, DB Pension, FCA, Pension, Pension Transfer, Update

The FCA is issuing a further data request to firms in the DB transfer market.

24 June 2020

RegData – Gabriel replacement

Alistair MacDougall Compliance FCA, Gabriel

The FCA is now preparing to gradually move firms across to RegData, the new data collection platform, which replaces Gabriel.

24 June 2020

Data protection for joint parties

Alistair MacDougall Compliance 2018, Data Protection Act, GDPR, ML

Take care not to be caught out if the client provides details of another person.

ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward.

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18 September 2019