We are delighted to announce that our new and upgraded Member’s Area will be available on Monday 9th May.
Aligned to our current standards and branding, it provides access to a comprehensive toolkit of processes, procedures and templates, as well as training material, such as webinars and supervisory workshops. We will be adding further training material over time.
ATEB clients, who have access to the full toolkit, will receive a further email communication over the next 48 hours explaining how to access the site. Note that the old toolkit will no longer be functional from the end of this week, but all materials have been converted and are available via the new site.
Those of you who are not ATEB clients can now browse the site, access free webinars and purchase training material. To access the full functionality of course, you will need to join the ever increasing merry band of loyal ATEB followers.
If you’re not an ATEB Member and would like to find out more about the Member’s Area functionality, please contact us here.
Conduct Rules Breaches – follow up
Huw Reynolds Compliance Conduct, FCA, Pension, Senior Manager, Update
We wrote recently about the Conduct Rules and, in particular, breaches and notifications . See here. This article is intended to clarify some of the grey around COCON breaches. All of the following is taken from Policy Statement PS 18-14. When is disciplinary action required? When and how a firm decides to undertake disciplinary action […]