DP 21/5 – Compensation Framework Review 15 December 2021 Michael SeniorCompliance The Financial Services Compensation Scheme (FSCS) is the UK’s statutory ‘fund of last resort’ for customers of authorised financial services […] Read More
Government Scrap Protected Pension Age Window 10 November 2021 Paul CaineCompliance We previously issued a newsletter in February 2021, outlining government proposals to increase the Normal Minimum Pension Age (NMPA) from […] Read More
FCA expectations in relation to remote or hybrid working 19 October 2021 Alistair MacDougallCompliance The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of […] Read More
Regulatory Change – Proposed Changes to the Normal Minimum Pension Age 9 August 2021 David AndersonSuitability We have made a change to ATEB Suitability following a recent regulatory development. What does this mean for […] Read More
Dear CEO General Insurance Intermediaries Client Money Arrangements 6 July 2021 Michael SeniorCompliance Following a series of financial resilience surveys and a letter issued in September last year the FCA has issued a […] Read More
FCA whistleblowing campaign 15 April 2021 Steve BaileyCompliance The FCA has launched a whistleblowing campaign ‘in confidence, with confidence’ to encourage individuals working in financial services firms to report potential […] Read More
Increasing the normal minimum pension age 23 February 2021 Richard FosterCompliance Consultation on increasing the NMPA to age 57 On 10 February 2021, and without much in the way of publicity, […] Read More