We have been advised by the FCA as follows: “Following our recent revalorisation of the application fees earlier
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You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.
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Regulatory references are central to the Senior Managers & Certification Regime (SM&CR). They help firms make informed decisions about the
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The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in
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The FCA has advised upcoming changes to authorisation application fees as follows: “On 24 January we’ll be simplifying
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We wrote recently about the Conduct Rules and, in particular, breaches and notifications . See here. This article is intended
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Occasionally, we come across firms that are ‘Principal Firms’ – i.e. the firm has Appointed Representatives (AR) but where one
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The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of
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Even with all the deferrals of deadlines around implementation of the SMCR as a result of COVID, firms should now
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The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for
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