You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.
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Regulatory references are central to the Senior Managers & Certification Regime (SM&CR). They help firms make informed decisions about the
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Occasionally, we come across firms that are ‘Principal Firms’ – i.e. the firm has Appointed Representatives (AR) but where one
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The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for
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Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook.
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It has been a busy month for papers and publications at the FCA. These include: New
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The FCA has launched a whistleblowing campaign ‘in confidence, with confidence’ to encourage individuals working in financial services firms to report potential
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The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified /
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The FCA has been writing to some firms recently with an ‘ACT NOW’ message, stating: “We are writing to you
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March is almost here and Spring is in the air. So probably the last thing you are thinking about is
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