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Doesn’t time fly?

31 January 2024 Paul JayCompliance

Yes, believe it or not, as this article lands in your inbox it’s six months since Consumer Duty went live.

10 January 2024 Paul JayCompliance

And trending previously too! During the past year or so, and in tandem with ATEB becoming part of

13 November 2023 Paul JayCompliance

This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears

6 September 2023 Paul JayCompliance

Last week we reported that one of ATEB’s firms had received a monster information request from the FCA. This week

30 August 2023 Paul JayCompliance

In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive

14 June 2023 Paul JayCompliance

One of the FCA’s recent publications, Regulation Round Up, contained several interesting articles. Of course, Consumer Duty occupied plenty of

10 May 2023 Paul JayCompliance

Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey

15 February 2023 Richard FosterCompliance

The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on

2 February 2023 Paul JayCompliance

What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted

8 November 2022 Shirley McKenzieCompliance

Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which

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