FCA expectations in relation to remote or hybrid working
The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of
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Regulatory permission – use it or lose it
The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions
Data protection – ICO mailing campaign
One of our clients recently asked this ‘easy’ question. “We are a limited company but the firm is
Trust Registration Service – update
New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact
Use it … or lose it
In its June quarterly consultation paper, the FCA announced proposals to make amendments to the Handbook relating to its powers
FCA expectations – temporary long term absence
Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook.
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms
Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach
Directory Persons: data submission deadline
The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified /
New online fees portal
The FCA is launching a new online invoicing portal on 12 April 2021 for users to access their invoices and
Directory Persons Data
The FCA has been writing to some firms recently with an ‘ACT NOW’ message, stating: “We are writing to you
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