Doesn’t time fly?
Yes, believe it or not, as this article lands in your inbox it’s six months since Consumer Duty went live. […]
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Trending now
And trending previously too! During the past year or so, and in tandem with ATEB becoming part of […]
Just when you thought it was safe to go back in the water
This was the tagline written for the movie Jaws 2 and like the shark in the film, the FCA appears […]
Good news story!
Last week we reported that one of ATEB’s firms had received a monster information request from the FCA. This week […]
Consumer Duty – the shape of things to come?
In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive […]
What lies beneath?
One of the FCA’s recent publications, Regulation Round Up, contained several interesting articles. Of course, Consumer Duty occupied plenty of […]
Action required for most firms
Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey […]
Consumer Duty – FCA Live and Local events
The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on […]
Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
What’s in a name?
Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which […]