Register

Trust Registration Service – update

14 September 2021 John BeggCompliance

New rules, transposing the Fifth Money Laundering Directive (5MLD) into UK law took effect on 10 January 2020. One impact […]

15 June 2021 John BeggCompliance

In its June quarterly consultation paper, the FCA announced proposals to make amendments to the Handbook relating to its powers […]

Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook. […]

18 May 2021 Paul CaineCompliance

Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach […]

24 March 2021 Huw ReynoldsCompliance

The FCA has advised as follows. “As you will be aware, all firms with Directory Persons must have certified / […]

9 March 2021 Lisa CrossCompliance

The FCA is launching a new online invoicing portal on 12 April 2021 for users to access their invoices and […]

9 March 2021 Steve BaileyCompliance

The FCA has been writing to some firms recently with an ‘ACT NOW’ message, stating: “We are writing to you […]

23 February 2021 Michael SeniorCompliance

Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or […]

23 February 2021 Richard FosterCompliance

Consultation on increasing the NMPA to age 57 On 10 February 2021, and without much in the way of publicity, […]

1 2 3