Menu
Publication of Directory Persons data

Another March reminder!

Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021.

Submissions of 10 persons or more using the multiple upload functionality must be done between 11 January and 18 March to ensure submissions are processed ahead of the deadline.

A failure to submit required data in time would be a breach of regulatory reporting requirements and could lead to enforcement or supervisory action.

There is a £250 admin fee for late or incorrect submissions. 

Don’t forget to check Our View about this article and the Actions Required By You

Publication of Directory Persons data

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

pacifica big bkg

New Content Integration with Pacific Asset Management

Suitability , , , , , , , , , , ,

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service […]

Read More
replication march25

Tax Year End Update – New Business Asset Disposal Relief (Badr) Rate & Other Template Enhancements

Suitability , , , , , , , , ,

We have completed the latest upgrade to ATEB Suitability on 7th April 2025. This update includes the new Business Asset Disposal Relief (BADR) rate in preparation for the 2025/26 tax year and a template enhancement to our ‘Investment Strategy Recommendation’ tables. Full details can be found below: Business Asset Disposal Relief (BADR) To address the […]

Read More
new new

Content Management Update: Providers, Platforms & Investments

Suitability , , , , , , , , , , , , ,

We are pleased to inform you that the latest upgrade to ATEB Suitability was completed on 18th March 2025. Full details below: Rebrands In response to recent industry rebrands, we have made the following changes to our ‘Providers/Platforms’ and ‘Investments’ libraries: ‘Providers/Platforms’ ‘Abrdn’ has been renamed to ‘Aberdeen’. ‘Close Bros Asset Management’ has been renamed […]

Read More
iStock-1346119741

New Content Integration with Binary Capital

Suitability , , , , , , , , , , ,

We have some exciting news on the latest upgrade to ATEB Suitability on 14 February 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Binary Capital to provide our customer firms with access to the following: A description of their service […]

Read More
News bkg

Content Management Update – Royal London Portfolios

Suitability , , , , ,

We have completed the latest upgrade to ATEB Suitability on 7 February 2025. This enhancement comes at no additional cost and provides an update to our ‘Content Management’ library. Within the ‘Investments’ feature of ‘Content Management’, we have made the following changes to our Royal London portfolios: Royal London’s Governed Portfolios 1-9 have been replaced […]

Read More
Load More