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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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Investment Platforms Market Study

Compliance , , ,

The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.

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Vertical Integration – the new era of distribution?

Compliance

This business model offers cost and profitability benefits for firms … but there are risks.

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Use of social media in financial services – the FCA’s view

Compliance , , ,

How do FCA regulations impinge on firms’ use of social media?

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FCA Press Release – SM&CR

Compliance , , , ,

The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA regulated firms from December 2019.

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Senior Managers and Certification Regime – TISA slides

Compliance

TISA has produced a useful set of slides explaining the SM&CR

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Investing in Innovative Finance ISAs

Compliance

The FCA has highlighted potential issues with how IFISAs are promoted.

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Mortgages Market Study final report published

Compliance , , , , ,

The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes. 

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Preparing for the Senior Managers and Certification Regime

Compliance , , , , ,

The SM&CR applies to all FCA regulated firms from December 2019.

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2019/20 Tax Year Changes & April 2019 Update

2019/20 Tax Year Changes & April 2019 Update

Suitability , , , , , , , ,

New Aggregated Costs and Charges Template / Extended Intelligent Office Integration

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General Insurance – Complaints Handling

Compliance ,

The FCA has criticised complaints handling in some GI firms.

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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ATEB suitability Upgrade

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Inducements and conflicts of interest

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Pensions reforms – new advice rules

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Are you ready for the recording rules?

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New regulated activity – advising on P2P agreements

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Reporting complaints upheld against an adviser

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Suitability – Thematic Review

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Second mortgages and independence

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FCA priorities 2016-17

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Budget Changes 2016

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ATEB appoints Technical Manager

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Financial Advice Market Review

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Mortgage Credit Directive Changes

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