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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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RDR/FAMR Review – Firm Information Request

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What might this indicate about the FCA’s areas of focus?

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FCA Framework for assessing adequate financial resources

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The outcome of CP19/20 could have far reaching implications for firms.

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PROD rules and risk tolerance

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All is not what it seems when considering the risk tolerance rating of different funds.

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FCA contingent charging consultation

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The FCA is proposing a series of wide ranging changes in relation to pension transfer advice, including a ban on contingent charging.

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BREXIT latest FCA position statement

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Given recent changes in the UK’s position on BREXIT, the FCA has updated its guidance.

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The CETV guarantee date is not a deadline

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Transfer advice is complex and may not always be able to be delivered properly before the CETV guarantee expires.

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Execution only and non-advised business

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Both of these carry risks for firms. It is essential to understand the regulatory position.

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New FCA platform to replace Gabriel

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The FCA is planning a new platform to collect data from firms.

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PASA Guidance on DB Transfers

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What timescales and standards should Scheme Administrators be working to when a member wishes to transfer benefits?

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Ongoing reviews and value for money

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How can firms ensure clients get value for money in annual reviews?

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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EARLIER ON WE ALSO DISCUSSED...

Adviser fees – the FCA’s next target?

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Pension Switches – a timely reminder

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ATEB launches risk profiling process

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Advising on Pension Transfers

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Treatment of Politically Exposed Persons (PEPs)

Compliance

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Important reminders

Compliance

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Acquiring clients from other firms

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Changes to General Insurance Renewal Rules

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Pension Related News Four

Compliance

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Must read – Pension Alerts

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Pension Transfers and IHT

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Pensions Related News Three

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Pensions Related News Two

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