SM&CR – Statement of Responsibilities
Wondering what a Statement of Responsibilities should look like?
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management
We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library. We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]
SM&CR Statement of Responsibilities – ‘reasonable steps’
Alistair MacDougall Compliance FCA, SM&CR
Exactly what are ‘reasonable steps’ under the SM&CR?