Menu
New Content Integration with Pacific Asset Management
LATEST NEWS
9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

MORE
Dark_wall_just_ateb_signage

Fair Treatment of Vulnerable Clients

Compliance ,

The FCA is gathering information from firms in relation to the fair treatment of vulnerable clients.

Read More
Dark_wall_just_ateb_signage

Pension Transfers – GMP Equalisation

Compliance , , , ,

The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.

Read More
Dark_wall_just_ateb_signage

Pension Transfers – FCA letter to firms

Compliance , , , ,

The FCA is continuing its mass mailing of a letter to firms that have done transfer business – action is required.

Read More
Dark_wall_just_ateb_signage

Capacity for Loss – so misunderstood!

Compliance , ,

Capacity for loss continues to be misunderstood by firms, and the providers of third party tools that purport to assess it.

Read More
Dark_wall_just_ateb_signage

SM&CR forms

Compliance , ,

Are you aware of all the forms associated with the SM&CR?

Read More
Dark_wall_just_ateb_signage

Transfer advice – the impact of ongoing charges

Compliance , , , , ,

Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one of the key factors that must be considered.

Read More
Dark_wall_just_ateb_signage

SM&CR and Appointed Representatives

Compliance , ,

What should Principal Firms do in relation to ARs?

Read More
Dark_wall_just_ateb_signage

Transfer advice – ensuring client understanding

Compliance , , ,

It is not enough for advice to be provided – it has to be understood.

Read More
Dark_wall_just_ateb_signage

SM&CR – are you ready?

Compliance , ,

9 December is approaching fast – are you ready for SM&CR?

Read More
Dark_wall_just_ateb_signage

FCA letter to DB Transfer firms

Compliance , , ,

The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.

Read More

ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

READ MORE

EARLIER ON WE ALSO DISCUSSED...

MiFID II Disclosure Article 4 – Periodic Reporting

Compliance , , ,

Read More

MiFID II Disclosure Article 3 – Aggregated Costs

Compliance , , , , ,

Read More

MiFID II Product Governance

Compliance , , ,

Read More

MiFID II – complaints handling rules

Compliance , , , , ,

Read More

MiFID II Disclosure article 2 – services and costs

Compliance , , , , , ,

Read More

MiFID II – Disclosure article 1

Compliance , , ,

Read More

MiFID II – are you ready?

Compliance , , , , ,

Read More

Transfer advice – dependant’s benefits

Compliance , ,

Read More

Insurance Distribution Directive (IDD)

Compliance , , ,

Read More

MiFID II

Suitability , , , ,

Read More

Appointed Representatives and Introducers

Compliance

Read More

Money Laundering Update

Compliance , , , ,

Read More

HMRC Trusts Registration Service

Compliance ,

Read More
Load More