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New Content Integration with Pacific Asset Management
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9 April 2025 / Suitability
New Content Integration with Pacific Asset Management

We have some exciting news on the latest upgrade to ATEB Suitability on 9 April 2025. This update comes at no additional cost and provides a new addition to our content integration library.     We have partnered with Pacific Asset Management to provide our customer firms with access to the following: A description of their service [...]

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FCA Publishes Its Response To Appropriate Qualifications Consultation

Compliance

The FCA has made some minor changes to the TC Rulebook.

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MiFID II applications and notifications

Compliance , , , ,

MiFID II comes into being on 3 January 2018 but firms need to take action now.

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Implementing the FAMR – consultation paper

Compliance , , , , ,

The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.

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Important Changes to Capital Adequacy – A Reminder for Smaller Firms

Compliance ,

Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June? 

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ATEB Supervisor Training and Complementary Courses

Compliance , ,

ATEB Training Days announced

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Merging Flexi-Access Drawdown Plans

Compliance ,

Is it possible to merge Drawdown Plans?

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April 2017 Update

April 2017 Update

Suitability , , , ,

More Choice – More Flexibility – More Relevance

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2017/18 Tax Year Changes

2017/18 Tax Year Changes

Suitability , , , ,

In consideration of the 2017/18 Tax Year, please note the following changes to ATEB suitability for your records. Effective from midnight 6th April 2017 Updated Money Purchase Annual Allowance (MPAA) throughout the Retirement Advice section. Glossary of Terms Appendix has been given a spring clean with updated text throughout to ensure relevance. Key revised definitions […]

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Adviser fees – the FCA’s next target?

Compliance , ,

It seems highly likely that adviser fees will come under FCA scrutiny. 

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Pension Switches – a timely reminder

Compliance , ,

The regulator first published guidance on pension switching advice in 2009. It still applies yet firms do not always meet the requirements.

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ATEB Compliance is now Thistle Initiatives

Our new website is www.thistleinitiatives.co.uk. There will be no further posts here from ATEB Compliance. You can keep up to date with all of our usual regulatory and company updates here going forward. 

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Consumer Credit Licence

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HM Government e-petition

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FCA Thematic Review – RDR So Far

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What is Structured CPD

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Identify, Assess & Manage

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ATEB RDR Supervisor’s Course

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Mortgage Market Review Preparation

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Professional Standards Data Return

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Capital Adequacy and CCL ‘A’

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FCS Transitional Arrangements

Compliance

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