ATEB Supervisor Training and Complementary Courses

FCA rules and guidance state that “Firms should ensure that those supervising employees … have the necessary coaching and assessment skills … to act as a competent supervisor and assessor.”

It is important therefore that firms can demonstrate that they meet the FCA’s rules and guidance in this respect.

ATEB provides training to address this need. 


Supervisor Training Workshop – 18 May 2017

This workshop is aimed at new supervisors and will cover the following aspects.

  • Overview of general T&C requirements on regulated firms;
  • Setting customer facing sales process standards;
  • Consistent and accurate assessment skills;
  • Theory of coaching and training;
  • Training Needs Analysis completion;
  • Constructing SMARTA development plans;
  • Structuring one to ones;
  • Monitoring performance.

Details of the next scheduled Supervisory Training Workshop are shown below.

  • Date:        Thursday 18th May 2017;
  • Location: Newcastle upon Tyne;
  • Duration: All day;
  • Cost:        £200 plus VAT per person.

Joining Instructions will be issued 10-14 days prior to the workshop.

*** Only 16 places are available on each course ***

      Please reserve your place as soon as possible.


Supervisor Skills Workshop – date to be confirmed

This workshop is aimed at existing supervisors who wish to take their skills to the next level. This practical one day workshop covers the following aspects.

  • Regulatory background
  • What makes an effective people manager?
  • Situational leadership -a practical technique for managing performance
  • Effective communication – listening and question skills
  • Developing people – coaching, observation and feedback skills
  • Managing Performance and running effective 1:1 meetings

 Please register your interest in this course as indicated below.

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We are expanding our range of training courses this year to develop wider supervisory skills and knowledge.

Apart from the supervisor workshops we can also provide training on effective fact finding, assessing your client’s risk profile and preparing suitability letters.

Action Required By You

Email here to either:

  • Reserve your place on the Supervisor Training Workshop on the 18th May; or
  • Register your interest in the Supervisor Skills Workshop.
  • Register an interest in training on fact finding, risk profiling or writing suitability reports.

Please provide:

  • Attendee Name;
  • Telephone Number;
  • Email Address;
  • Postal Address; and
  • Indicate whether you are reserving your place for the Supervisor Training Workshop or registering an interest in the Supervisor Skills Workshop.
  • Indicate your interest in the fact finding, assessing risk or suitability report writing workshops.
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About the Author

Technical Manager - Often referred to as the Oracle or the Sage, Alistair has a wealth of financial services experience. He is our go-to Technical Manager and enjoys nothing more than a complicated conundrum. Feel free to test his renowned knowledge by getting in touch.

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