In readiness for the new rules relating to Defined Benefit Transfers (FCA Policy Statement PS20/06) applicable from 1st October 2020, ATEB Suitability intelligent report writing software has been upgraded.
This upgrade includes:
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ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
One of the key benefits that our clients who use ATEB Suitability intelligent report writing software gain is that updates required by changes in regulation or tax legislation are taken care of by ATEB. Users simply need to create a report, safe in the knowledge that the output will be compliant and up to date.
So we are proud that, yet again, our software colleagues in ATEB IT have delivered a significant update bang on time.
The FCA implements changes to pension transfer rules that potentially affect all IFA firms
After much deliberation and mind changing, it looks like new requirements are finally set to be implemented
Changes to complaints rules from 9th July 2015
FCA Webcast question and answer session
Insistent Clients
Steve Bailey Compliance FCA, Pension, Pension Transfer
In light of the recent pensions reforms, the FCA has clarified the ‘insistent client’ expectations