In readiness for the new rules relating to Defined Benefit Transfers (FCA Policy Statement PS20/06) applicable from 1st October 2020, ATEB Suitability intelligent report writing software has been upgraded.
This upgrade includes:
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ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
One of the key benefits that our clients who use ATEB Suitability intelligent report writing software gain is that updates required by changes in regulation or tax legislation are taken care of by ATEB. Users simply need to create a report, safe in the knowledge that the output will be compliant and up to date.
So we are proud that, yet again, our software colleagues in ATEB IT have delivered a significant update bang on time.
One of a series of roadshows the FCA is running around the country, this session offered some new insights into a topic that should be familiar to advisers but which it seems that many are still not getting right.
Are you prepared for the changes to capital adequacy for personal investment firms that come into effect on 30th June?
More Choice – More Flexibility – More Relevance
The FCA reminds firms of their expectations in relation to conflicts of interest.
FCA Positive Compliance – Mortgage Session
Alistair MacDougall Compliance 2015, 2017, FCA, FOS, Mortgage, PI, Switch, TCF
“The advice process: building a solid base.”
A summary of the FCA mortgage roadshow.