In response to the chancellor’s announcement earlier today we have updated our optional Glossary of Terms Appendix with immediate effect to include information on the revised Stamp Duty and Land Tax ‘holiday’
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Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure changes.
Suitability remains much the same as pre-MiFID II but there are some changes that firms need to be aware of.
MiFID II brings a new definition of independence – firms need to consider if they can meet the requirements.
Firms need to understand the implications of the MiFID II definition of independent advice.
December 2017 Update
David Anderson Suitability 2017, MiFID, Mortgage, Update
New MiFID II ‘Confirmation of Continued Suitability’ Process