GI – value measures
We have received the following from the FCA. We want to draw attention to a new FCA publication; […]
PI
Consumer Duty is Dead, long live Consumer Duty
Déjà vu? Did you watch the FCA Consumer Duty (CD) webinars? Somewhat belated perhaps and certainly no Oscar nominations arising, […]
Consumer Duty – FCA information and help
The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The […]
Ask a silly question …
A common feature of many file checks is missing or unclear client information. Missing information is generally due […]
New Security Feature: Two-Factor Authentication
We have completed the latest upgrade to ATEB Suitability on 7th September 2022. This comes at no additional cost and […]
Changes coming to the Appointed Representatives Regime – and soon!
FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
Financial Sanctions Checks
In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to […]
FCA Business Plan – 2022/23
The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to […]
New notification requirement – 25 June 2022
A new notification rule takes effect from 25 June 2022. Read on for details. Firms will be aware […]
Ensuring the fair treatment of customers in vulnerable circumstances
With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published – […]