We have completed the latest upgrade to ATEB Suitability on 13th March 2022. This update comes at no additional cost
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FT Adviser published an article on 15 February under the headline “Advisers struggle to get savers to come for pension
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The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion
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You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability.
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The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges.
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Platforms play a big part in the investment process of most UK firms. According to Defaqto, 94% of advisers place
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The tentative question posed in the heading to this article refers to the vagueness of the rules around when disclosure
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A question that pops up from time to time is whether there is a need to discount potential options that
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Firms should have heads of compliance and money laundering reporting officers (MLROs) who are suitably competent and capable of effectively
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The new UK Investment Firms Prudential Regime (“IFPR”) came into force on 1 January 2022 and applies to UK investment
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