The Investment Firms Prudential Regime (IFPR) represents a significant upheaval to the rules around prudential requirements for “FCA investment firms”.
Read more
Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are
Read more
We have seen a very large number of pension transfer suitability reports since the introduction of the pension freedoms that
Read more
We have received the following from the FCA. “Many of you will be aware that we issued the
Read more
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges,
Read more
The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of
Read more
In any advice scenario, it is good practice to ensure that the client is clear about what service is to
Read more
The FCA has published details of its new approach to consumer protection, which the regulator hopes will give consumers the
Read more
ATEB has worked with many firms over the past few years in relation to defined benefit pension transfer advice. This
Read more
Even with all the deferrals of deadlines around implementation of the SMCR as a result of COVID, firms should now
Read more