Ongoing client reviews
Consumer Duty will require most firms to review their business model and, in particular the value of the services they […]
PI
Keeping up with growth
There has been lots of political talk in recent months about the need for economic growth. Has to be a […]
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
Thematic review of retirement income advice
The FCA has announced that it will shortly be undertaking a thematic review to assess the advice consumers are receiving […]
An ATEB reminder for all staff involved in insurance distribution activities
We thought it appropriate to issue a New Year reminder for firms that have staff … directly involved […]
Regulatory priorities for 2023
As 2022 comes to an end, all our readers are probably thinking more about the imminent festivities and looking forward […]
10% Portfolio Drop Rule – dropped!
As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the […]