As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the
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We have received the following from the FCA. We want to draw attention to a new FCA publication;
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Déjà vu? Did you watch the FCA Consumer Duty (CD) webinars? Somewhat belated perhaps and certainly no Oscar nominations arising,
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The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The
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A common feature of many file checks is missing or unclear client information. Missing information is generally due
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We have completed the latest upgrade to ATEB Suitability on 7th September 2022. This comes at no additional cost and
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FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms
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In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to
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The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to
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A new notification rule takes effect from 25 June 2022. Read on for details. Firms will be aware
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