Please see the fourth and final free issue of Pensions News here .
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Transfers and death benefits: considering life cover as more than lip service.
Is it risky to recommend a client invests via an adviser only platform?
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
The FCA has published finalised guidance on its framework to help financial services firms ensure they have adequate financial resources and take effective steps to minimise harm to consumers and to markets.
Data protection for joint parties
Alistair MacDougall Compliance 2018, Data Protection Act, GDPR, ML
Take care not to be caught out if the client provides details of another person.