In readiness for the new rules relating to Defined Benefit Transfers (FCA Policy Statement PS20/06) applicable from 1st October 2020, ATEB Suitability intelligent report writing software has been upgraded.
This upgrade includes:
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ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
One of the key benefits that our clients who use ATEB Suitability intelligent report writing software gain is that updates required by changes in regulation or tax legislation are taken care of by ATEB. Users simply need to create a report, safe in the knowledge that the output will be compliant and up to date.
So we are proud that, yet again, our software colleagues in ATEB IT have delivered a significant update bang on time.
See what 2020 has in store.
The FCA has issued a Dear CEO letter with further guidance regarding the approval of financial promotions.
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Sole traders and Single Director firms might look similar but they are treated differently under SM&CR.
Fifth Money Laundering Directive (5MLD)
Alistair MacDougall Compliance 2018, 2019, 2020, FCA, ML, PI, Update
Changes are effective from 10 January 2020. Make sure you are implementing the rules as required.