The FCA has issued two unambiguously titled pension alerts that are essential reading for advisers that provide advice on pension transfers.
We will not summarise the documents here as they are concise, self-explanatory and very relevant. Follow the links below to read the alerts.
‘Advising on pension transfers – our expectations’ is aimed directly at advisory firms.
‘Pension scheme operators are at risk from smarter scams’ will also be of interest to advisers.
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These alerts are essential reading for every firm and adviser involved with Pension Transfer advice.
The FCA has issued a Dear CEO letter to wholesale general insurance firms concerning non-financial misconduct. This has potential implications for all firms.
Advisers no longer appear on the FS Register. What are the implications?
Is your pension switch advice suitable?
The scope of the TRS has widened under 5MLD.
Mortgage advice and selling standards (Policy Statement 20/1)
Alistair MacDougall Compliance 2020, FCA, Mortgage, PI, Update
New rules around mortgage advice apply from 31 January 2020.