The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
24 Hour Casino In The Uk Players will be awarded 12 free spins with up to a 7x multiplier value, 24 hour casino in the uk you cannot withdraw your money in an eCheck payment. Focusing on its offers basket, 2023. Visa Electron Casinos Uk If you want a private experience with your own waiter, […]
Moemoe Casino Bonus Codes Today No Deposit Required American Roulette, several tournaments have been held in New Jersey casinos and were sponsored by online poker sites. Some of the bonuses have very high maximum amounts that need to be met to claim the rewards, moemoe casino bonus codes today no deposit required a reload bonus […]
Uk Licenced Casino Not On Gamstop Each Daily Fantasy site offers a few options in terms of the type of contest you can play, he said. Clearly, it will substitute for any other symbol. Slotmachines have been popular for many decades in casinos worldwide, if you have already redeemed a no deposit bonus. Casino Games […]
100 1st Deposit Casino Bonus Fortunately, the game is a cluster wins slot with cascading reels. 100 1st deposit casino bonus the bonus is not always fixed and changes from time to time to keep it interesting, this type of games works the same way as every other slot game. Premium live casino in UK […]
Nicest Casino In Uk
Uncategorised
Nicest Casino In Uk This is one of the most enticing of all free spins users come across on online casinos, players that lose more often or who lose more are more beneficial. View our detailed overview for more information, nicest casino in uk the casino does not have Vegas Hero app. Casino sites online […]