Cryptocurrency prohibition 22 June 2021 Alistair MacDougallCompliance It is likely that all our readers have heard of cryptocurrency, probably in the guise of Bitcoin. This cryptocurrency and […] Read More
Use it … or lose it 15 June 2021 John BeggCompliance In its June quarterly consultation paper, the FCA announced proposals to make amendments to the Handbook relating to its powers […] Read More
PS21_5 General Insurance Pricing Practices Market Study 8 June 2021 Michael SeniorCompliance Following a series of market studies and guidance papers, that can all be accessed here; the FCA issued a policy […] Read More
FCA expectations – temporary long term absence 1 June 2021 Richard FosterCompliance Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook. […] Read More
Product Enhancements & Content Management Updates 27 May 2021 Doug McFarlaneSuitability We completed the latest upgrade to ATEB Suitability on 27th May 2021. This update comes at no additional cost and […] Read More
Change of legal status 25 May 2021 Shirley McKenzieCompliance From 1 June 2021, the FCA will no longer be accepting Change of Legal Status applications. Instead, if you are […] Read More
Papers galore! 25 May 2021 Huw ReynoldsCompliance It has been a busy month for papers and publications at the FCA. These include: New […] Read More
FG21/4: Guidance for insolvency practitioners on how to approach regulated firms 18 May 2021 Paul CaineCompliance Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach […] Read More
FCA survey – Credit broking 10 May 2021 John BeggCompliance The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the […] Read More
DP 21/1 – strengthening financial promotion rules for high-risk investments 7 May 2021 Lisa CrossCompliance The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions. […] Read More