PS18/20 introduced rules to raise qualification levels for pension transfer specialists (PTSs) to require them to obtain the same qualification
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The FCA will shortly be asking a sample of Insurers, Price Comparison Websites and Insurance Intermediaries to complete a short
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We completed the latest upgrade to ATEB Suitability on 15th July 2021. This update comes at no additional cost and
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The FCA has issued an addendum that delays the implementation of the rules relating to premium finance disclosure from 01
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One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers
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The FCA has published policy statement PS21/6 – Implementation of Investment Firms Prudential Regime (IFPRU). The policy statement
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We completed the latest upgrade to ATEB Suitability on 9th July 2021. This update comes at no additional cost and
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Following consultation, the FCA published final guidance on vulnerable clients in February 2021 (FG21/1). We wrote about this topic and
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The FCA has announced details of the forthcoming credit broking survey. The text of the announcement is shown below.
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Based on data and live visits to firms during the period from April 2015 to rule changes in 2018 and
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