MIFID investment firms now need to use a new form to notify FCA of management body changes for Non-SMF Directors. This form is required to submit information when appointing Non-SMF Directors to, or withdrawing them from, the firm’s management body.
The form is called ‘Notification Procedures for Changes to the Management Body for Non-SMF Directors’ and is available to download in SUP 15 Annex 14R of the FCA Handbook.
If a firm’s management body changes, the form needs to be downloaded, completed and emailed to NonSMFNotification@fca.org.uk until it is loaded on to Connect. From Q1 2020, firms will be able to submit the form via Connect, the FCA’s online platform.
Best Paying Slots
Uncategorised
Best Paying Slots What happens now is that for every winning symbol you land, there are some fees applied when funding the MuchBetter payment app using certain payments. Best paying slots this bonus is provided free of cost to all new players, you should count on possible limitations and restrictions. The fastest way to clear […]