FCA Retirement Income Advice Survey – a threat or an opportunity? 5 July 2023 Paul JayCompliance We drew attention to the FCA’s Retirement Income Advice Survey in our ‘What lies beneath?’ article last month and there […] Read More
Thematic review of retirement income advice 25 January 2023 Shirley McKenzieCompliance The FCA has announced that it will shortly be undertaking a thematic review to assess the advice consumers are receiving […] Read More
Financial Resilience Survey 25 January 2023 John BeggCompliance The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […] Read More
Financial Resilience Survey 5 October 2022 John BeggCompliance The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the […] Read More
FCA survey number 7 – Tranche 2 firms 7 June 2022 Michael SeniorCompliance The FCA has advised as follows in relation to Tranche 2 firms (see definition list below). “Many of […] Read More
Template Enhancements including New Buy to Let Mortgage Options 13 March 2022 Doug McFarlaneSuitability We have completed the latest upgrade to ATEB Suitability on 13th March 2022. This update comes at no additional cost […] Read More