Please see the third issue of Pensions News here .
To access issues 1 and 2 of Pensions News, please see previous ATEB news articles.
There is normally a charge for this bulletin but for the first four issues, these will be provided free of charge via the ATEB newsletter. Thereafter, those interested in receiving the bulletin on an ongoing basis should contact ATEB for more information.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure changes.
Suitability remains much the same as pre-MiFID II but there are some changes that firms need to be aware of.
MiFID II brings a new definition of independence – firms need to consider if they can meet the requirements.
Firms need to understand the implications of the MiFID II definition of independent advice.
December 2017 Update
David Anderson Suitability 2017, MiFID, Mortgage, Update
New MiFID II ‘Confirmation of Continued Suitability’ Process